SelectOneSM Bond
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| TRAVELERS | ||
| SUITE 2200 | ||
| 200 NORTH LASALLE STREET | ||
| CHICAGO, IL 60601 | ||
11/19/2010 |
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AON RISK SERVS CENTRAL |
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Ryan Ohare |
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200 E RANDOLPH ST 13TH FLOOR |
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CHICAGO, IL 60601 |
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Phone: 312-381-4631 Fax: 312-381-7568 |
Binder |
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| Bond Policy Number: 412PB1417 | Prior Bond Number: 412PB1278 | |||||||||
| We are pleased to offer the following Binder for Investment Company Blanket Bond coverages. | ||||||||||
| Insured: | Gladstone Investment Corporation McLean, VA 22102 |
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| Company: | St. Paul Fire & Marine Insurance Company | |||||||||
| Term: | 11/25/2010 to 11/25/2011 | |||||||||
| Commission: | 15.0% | |||||||||
| Bond Premium Payable [Pre-Paid]: | $7,523 | |||||||||
| Bill Type: | Agency Bill | |||||||||
| Payment Type: | Lump Sum / Full Pay | 1 installments | ||||||||
| Single Loss | Single Loss | |||||||
| Limit of Liability | Deductible Amount | |||||||
| All insuring agreements are shown. A checked checkbox indicates | ||||||||
| an agreement that was selected by the insured. | ||||||||
þ (A) Fidelity |
$ | 3,000,000 | $ | 100,000 | ||||
o Data Processing Organizations |
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o Partners |
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þ (B)Audit Expense |
$ | 25,000 | $ | 0 | ||||
þ (C)Premises |
Same As Insuring Agreement A | Same As Insuring Agreement A | ||||||
þ (D)Transit |
Same As Insuring Agreement A | Same As Insuring Agreement A | ||||||
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SelectOneSM Bond
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| Single Loss | Single Loss | |||||||
| Limit of Liability | Deductible Amount | |||||||
| All insuring agreements are shown. A checked checkbox indicates | ||||||||
| an agreement that was selected by the insured. | ||||||||
þ (E) Forgery or Alteration |
$ | 3,000,000 | $ | 100,000 | ||||
þ (F) Securities |
$ | 3,000,000 | $ | 100,000 | ||||
þ (G) Counterfeit Currency |
Same As Insuring Agreement A | Same As Insuring Agreement A | ||||||
þ (H) Stop Payment |
$ | 100,000 | $ | 5,000 | ||||
þ (I)Uncollectible Items of Deposit |
$ | 100,000 | $ | 5,000 | ||||
þ Computer Systems |
$ | 3,000,000 | Same As Insuring Agreement A | |||||
þ Voice Initiated Transactions |
$ | 1,000,000 | $ | 100,000 | ||||
þ Telefacsimile |
$ | 3,000,000 | $ | 100,000 | ||||
þ Unauthorized Signature |
$ | 3,000,000 | $ | 100,000 | ||||
o Registered Representatives |
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o Extortion Threats to Persons and Property |
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| Form # | Form Title | |
ICB001
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Investment Company Blanket Bond Declarations Page | |
ICB005
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Investment Company Blanket Bond Form | |
ICB010
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Named Insured Endorsement | |
ICB011
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Computer Systems | |
ICB012
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Unauthorized Signature | |
ICB013
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Telefacsimile Coverage | |
ICB014
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Voice Initiated Transactions | |
ICB016
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Definition of Investment Company | |
ICB026
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Add Exclusions N&O (Mandatory) | |
ICB030
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ERISA Rider | |
ICB065
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Virginia Statutory Rider | |
MEL 3983
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Non accumlative (replace ICB038 |
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SelectOne SM Bond
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Michael Parduhn
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Telephone: | 312/917-5346 | ||
Acct Exec Officer Bond/FPS
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Facsimile: | 312/917-4173 | ||
| E-mail Address: | MPARDUHN@travelers.com |
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